MinerAlert
Mario E. Caire, Ph.D.
Research Security Officer
Kelly Hall, 4th floor, North Wing
500 W University Ave
El Paso, TX 79968
Office: 915-747-8470
rso@utep.edu
mcaire@utep.edu
Introduction
UTEP’s mission is to advance knowledge and transform lives by advancing outreach and engagement, and this includes international engagement. UTEP supports international academic exchanges and collaboration with international research partners; and transparency in reporting these types of international collaborations is becoming increasingly important.
Participation in a Foreign Talent Recruitment Programs (FTRPs) can involve certain risks that warrant careful consideration and mitigation. Congress, the Federal Bureau of Investigation, and other government organizations may view certain aspects FTRPs as threats to the integrity and security of the national research enterprise. The CHIPS and Science Act (CHIPS Act) directs federal research sponsors to maintain policies that–
International Collaboration
UTEP values its international collaborators and inter-institutional affiliations. Preservation of important international relationships will be facilitated by our careful attention to federal requirements of transparency in research and related activity. Additionally, Section 10632 of the CHIPS Act requires that agency policies on malign foreign talent recruitment programs “shall not prohibit” the international collaboration activities that are specified in that statute.
Required Disclosure to Sponsors of Participation in Foreign Talent Recruitment Programs
The CHIPS Act requires OSTP and federal research agencies to implement policies requiring all PIs and senior/key personnel to disclose FTRP participation in the appropriate federal forms (Current and Pending/Other Support, Biosketches, etc.). In practice, this means that international appointments are required to be included in Biosketches, and any form of compensation, in-kind or funded research support, or resource provided by the international entity must be included in the Current and Pending/Other Support form.
Prohibition on Participation in MFTRPs
The CHIPS Act directs each federal research agency to establish a policy that disqualifies PIs and senior/key personnel from receiving federal support if they are participating in a MFTRP. Soon, grant and contract proposals will require certifications that covered personnel are not involved in MFTRPs, as well as institutional certifications that covered personnel have been made aware of the MFTRP prohibition.
UTEP Policy Prohibiting Participation in Malign Foreign Talent Recruitment Programs
University of Texas at El Paso was required to develop a policy addressing these programs and prohibiting participation by “Covered Individuals” no later than August 9, 2024. In response, the following policy was developed: Prohibition of Participation in Malign Foreign Talent Recruitment Programs.
Foreign Talent Recruitment Program (FTRP) Definition
The White House Office for Science and Technology Policy (OSTP) has released a memo titled “ Guidelines for Federal Research Agencies Regarding Foreign Talent Recruitment Programs” that defines a FTRP as follows:
any program, position, or activity that includes compensation in the form of cash, in-kind compensation, including research funding, promised future compensation, complimentary foreign travel, things of non de minimis value, honorific titles, career advancement opportunities, or other types of remuneration or consideration directly provided by a foreign country at any level (national, provincial, or local) or their designee, or an entity based in, funded by, or affiliated with a foreign country, whether or not directly sponsored by the foreign country, to an individual, whether directly or indirectly stated in the arrangement, contract, or other documentation at issue.
Office for Science and Technology Policy (OSTP)
The OSTP memo lists examples of unfunded international collaborations that do not fall within the definition of Foreign Talent Recruitment Programs.
Malign Foreign Talent Recruitment Program Definition
The CHIPS Act defines "Malign Foreign Talent Recruitment Programs" (MFTRP) as:
a. any program, position, or activity that includes compensation in the form of cash, in-kind compensation, including research funding, promised future compensation, complimentary foreign travel, things of non de minimis value, honorific titles, career advancement opportunities, or other types of remuneration or consideration directly provided by a foreign country at any level (national, provincial, or local) or their designee, or an entity based in, funded by, or affiliated with a foreign country, whether or not directly sponsored by the foreign country, to the targeted individual, whether directly or indirectly stated in the arrangement, contract, or other documentation at issue, in exchange for the individual—
This chart may assist with understanding the definition of MFTRP .
Questions About Foreign Talent Programs
Please contact UTEP’s Research Protections’ Office at RSO@utep.edu with specific questions about talent programs, relevant University policies, and related federal government rules and expectations.
Additional resources
The Creating Helpful Incentives to Produce Semiconductors and Science Act of 2022 (the CHIPS Act) prohibits "research and development awards from being made for any proposal in which a covered individual is participating in a malign foreign government talent recruitment program" (Sec. 10631). This applies to federal employees, contractors, and awardees—including University employees, individual investigators, and other key personnel applying for federal funding.
Sec. 10632 of the CHIPS Act states, each covered individual listed in a proposal for a research and development award from a federal agency must "certify that each such individual (listed in the proposal) is not a party to a malign foreign talent recruitment program in the proposal submission of each such individual and annually thereafter for the duration of the award".
Sec. 10638 (4) of the CHIPS Act defines both "Covered Individual" and "Malign Foreign Talent Recruitment Program". A covered individual "contributes in a substantive, meaningful way to the scientific development or execution of a research and development project proposed to be carried out with a research and development award from a Federal research agency". An MFTRP is defined as "any program, position, or activity that includes compensation in the form of cash, in-kind compensation, including research funding, promised future compensation, complimentary foreign travel, things of non de minimis value, honorific titles, career advancement opportunities, or other types of remuneration or consideration directly provided by a foreign country at any level (national, provincial, or local) or their designee, or an entity based in, funded by, or affiliated with a foreign country, whether or not directly sponsored by the foreign country, to the targeted individual, whether directly or indirectly stated in the arrangement, contract, or other documentation at issue". Refer to the CHIPS act for full details on prohibited actions.
To recieve funding (or continue to receive funding) from a Federal Agency, each Covered Individual at the University who is named on a proposal must certify non-participation in a MFTRP with the Federal Agency.